Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination Manual

BSA/AML Examination Procedures

Procedure

Comments

• Review transaction activity for accounts selected. If necessary, request and review specific transactions. • If the analysis of activity and customer due diligence information raises concerns, hold discussions with bank management. 7. On the basis of examination procedures completed, including transaction testing, form a conclusion about the adequacy of policies, procedures, and processes associated with PEPs.

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