Bank Analysis School Case Study

FDIC Certificate # XXXX OCC Charter # 0 Public Report

SUNNY STATE BANK Capital Analysis--Page 11

Capital Analysis-a

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Capital Ratios

BANK

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BANK

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BANK

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BANK

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BANK

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Percent of Bank Equity:

Net Loans & Leases (x) Subord Notes & Debentures Com RE & Related Ventures Percent of Average Bank Equity: Net Income

7.36 0.00

5.81 0.00

82 98 28 14 20 17

6.98 0.00

5.85 0.00

75 98 21 13 30 14

6.86 0.00

5.86 0.00

69 98 27 16 50 15

6.18 0.00

5.75 0.00

59 98 28 33 53 32 68 21 16 51 91 81 97 84 74

5.80 0.00

5.89 0.00

47 99 16 45 57 45 59 23 85 94 90 80 97 84 72

79.23

148.74

75.85

159.45

83.31

158.71

84.83

167.43

62.40

174.76

0.50 0.00 0.50 0.00 7.58 -4.34 0.17 0.69 0.00 N/A N/A 0.69

7.10 3.10 3.31

-3.99 0.81 -4.80 N/A 7.57 -2.38 -4.69 0.83 0.00 0.00 0.00 0.83

5.32 3.12 1.66

1.65 2.32 -0.67

5.87 2.70 2.64

4.20 2.53 1.67

5.75 2.57 2.65

5.75 2.67 3.08

6.08 2.46 3.08

Dividends

Retained Earnings

Other Capital Ratios: Dividends to Net Operating Income Bank Eq Cap + Min Int to Assets

43.66 10.70

15

48.03 10.73

N/A

140.68

42.65 10.56 0.99 -0.84

93

60.27 8.79

37.59 10.59

46.37 8.69 15.04 20.02

35.47 10.38

6

3

7.93

9

Growth Rates:

Total Equity Capital

3.19 0.71 0.04 0.98 0.00 0.00 1.53

14 48 92 75

2.90 0.49 0.02 0.76 0.00 0.13 1.24

11 15 94 78 98 84 72

-6.22 -10.16

14

0.21 1.20 0.90 0.00 0.00 0.00 0.90

3.27 1.73 0.07 0.77 0.08 0.10 1.41

7.26 3.31 0.10 0.68 0.01 0.08 1.35

Equity Growth Less Asst Growth

8

Intang Assets % Bank Equity Mortgage Servicing Rights

0.93 0.00 0.00 0.00 0.93

0.02 0.67 0.00 0.07 1.23

93 79 97 85 74

1.01 0.00 0.00 0.00 1.01

Goodwill

Purch Credit Card Relations

N/A N/A

All Other Intangibles Total Intangibles

68

Leverage Ratio

8.1692

10.70

12

7.6913

10.52

3

8.4359

10.37

16

8.8800

10.22

27

8.5500

10.00

26

Standardized Capital Ratios Com Equity Tier 1 Cap Ratio

13.6183 13.6183 14.4207

16.96 17.07 18.12

26 23 21

14.5210 14.5210 15.2295

16.53 16.61 17.68

38 36 30

14.5791 14.5791 15.3238

16.34 16.42 17.49

37 36 32

15.7800 15.7800 16.4900

16.56 16.60 17.70

51 51 46

N/A

0.00

N/A

Tier 1 Capital Ratio Total Capital Ratio

16.5700 17.5200

16.00 17.09

63 57

Adv App Cap Ratios Com Equity Tier 1 Cap Ratio

N/A N/A N/A

0.00 0.00 0.00

N/A N/A N/A

N/A N/A N/A

0.00 0.00 0.00

N/A N/A N/A

N/A N/A N/A

0.00 0.00 0.00

N/A N/A N/A

N/A N/A N/A

0.00 0.00 0.00

N/A N/A N/A

N/A N/A N/A

0.00 0.00 0.00

N/A N/A N/A

Tier 1 Capital Ratio Total Capital Ratio

End of Period Capital ($000) Perpetual Preferred

0

0

0

0

0

+ Common Stock

92

92

92

92

92

+ Surplus

2,465 4,355 -678

2,465 4,324 -364

2,465 4,588 -469

2,465 4,636

2,465 4,519

+ Retained Earnings

+ Accum Other Comp Income + Other Equity Capital Comp Total Bank Equity Capital Minority Interest Cons Subs Total Bank Capital & Min Int

-74

28

0

0

0

0

0

6,234

6,517

6,676

7,119

7,104

0

0

0

0

0

6,234

6,517

6,676

7,119

7,104

Subordinated Notes & Debentures

0

0

0

0

0

Changes in Bank Equity ($000) Balance at Beginning of Period + Sales or Purchase of Capital + Merger & Absorptions + Restate due to Acctg Error&Chg + Net Income + Other Comprehensive Income Balance at End of Period Intangible Assets Mortgage Servicing Rights + Purch Credit Card Relations. + Trans with Parent - Dividends

6,517

6,676 -271

7,119

7,104

6,175

31

118

297

386

0 0 0 0 0

0 0 2 0

0 0 0 0

0 0 0 0

0 0 0 0

55

166 -395 6,676

179 -103 7,119

179 722

-314 6,234

165

6,517

7,104

43

54

62

64

72

N/A N/A

0 0 0

0 0 0

0 0 0

0 0 0

+ Other Intangibles

+ Goodwill

0

Total Intangibles

43

54

62

64

72

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