BSA/AML Student Exercises Dec. 2022

Exhibit 3 - Wire Transfer Worksheet

Travel

Deficiency/Comments

Oil

Amount

Beneficiary

Date

Originator

RuleOFAC Folowed N/A

10/1/2015 1011/2015 10/8/2015 11/18/2015 9/9/2015 9/18/2015 9/22/2015 10/29/2015 10/30/2015 11/2/2015 11/6/2015 11/9/2015 11/13/2015 11/20/2015

Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes

I I

$58,573.90 $31,400.00

N/A N/A N/A Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes

1 $56,500.00

I

$240,000.00

OFAC not released

0 $50,000.00

0 0

$97,443.61 $50,000.00

0 $68,900.00 0 $35.000.00 0 $249,000.00 0 $4,696.00 0 $496,000.00

International - Canada

0

$500,000.00

0 $31,571.01

8 9