BSA-AML Examiner School eBook

Internal Use Only

Prior Exam Report & Workpapers

Do they use an automated, manual, or hybrid monitoring system?

Internal Use Only

Prior Exam Report & Workpapers

Follow your Department’s process, but if appropriate contact BSA Officer to discuss: • BSA/AML compliance program • Risk assessment • Suspicious activity monitoring & repor Ɵ ng systems • Changes since prior exam – staff, products/services, BSA program, etc.