BSA/AML Examiner School - December 2022

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Internal Use Only

Compliance Program Section

1. Scoping and Planning 2. Risk Assessment 3. Assessing the Compliance Program 4. Developing Conclusions and Finalizing the Exam

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Internal Use Only

Check-in Question

True or False: The Scoping and Planning section of the manual is an important step in determining what items will be scoped in or out of an examination.

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