BSA/AML Examiner School - December 2022

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Internal Use Only

Check-in Question

True or False: FinCEN was created in relation to the Money Laundering Control Act of 1986.

15

Internal Use Only

Compliance Program Section

1. Scoping and Planning 2. Risk Assessment 3. Assessing the Compliance Program 4. Developing Conclusions and Finalizing the Exam

16

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