BSA/AML Examiner School Case Study

Internal Use Only #

2015 Bank Staff BSA Training

USA PATRIOT Act: Managing Compliance (30504B)

BSA and AML: Essentials (30502B)

CIP: CDD and Beneficial Ownership (4000B)

Employees Bailey Placier Fred Murray Lawrence Lance Harry England Debera May Christie Douglas Amy Smith

03/15/2015 100%

05/17/2015 78% 03/14/2015 100%

02/22/2015 83% 05/18/2015 92% 04/08/2015 75% 07/21/2015 92% 03/15/2015 83% 03/02/2015 92% 04/20/2015 83% 04/11/2015 92% 6/10/2015 95%

05/19/2015 71%

04/08/2015 85% 03/16/2015 100% 05/17/2015 85% 02/16/2015 100% 07/22/2015 92% 07/21/2015 100% 05/23/2015 71% 03/15/2015 100% 04/19/2015 100% 03/02/2015 100%

Amy Grant Sage North James Todd Julie Collins

06/01/2015 71%

04/11/2015 100%

6/16/2015 85% 6/20/2015 90%