BSA/AML Examiner School Case Study

Internal Use Only

BSA Officer Julie Collins

Compliance Officer Julie Collins

Board of Directors

Chairman of the Board

President & CEO Harry England

CFO Harry England

Lending

HR & Security

Operations

Senior Lending Officer Clint Brentwood

HR Officer Harry England/ Amy Grant

Operations Officer Amy Grant

Accounting Assistant

Residential & Commercial Loan Officer James Todd

Head Teller Amy Grant

Loan Administration

Deposit Administration

Loan Processing

Tellers (4)

CSRs

Information Technology Amy Grant

Loan Operations

For Training Purposes Only