BSA/AML Examiner School Case Study

Internal Use Only #

Beneficiary's Name & Address

Originator Name & Address

Beneficiary's Account#

Payment Instructions

Beneficiary Institution

Incoming/ Outgoing

Comments

Amount Date

Date

Originator

Beneficiary

Amount

10/08/15 Bill Bays 02/12/16 Lisia Rack

AEG LLC Tim Rack

56,500.00 Incoming 6,300.00 Incoming 6,206.00 Incoming 37,357.02 Incoming 97,443.61 Outgoing 50,000.00 Outgoing 5,219.36 Outgoing

x x x x x x x

x x x x x x x

x x x x x x x

x x x x x x x

x x x x x x x

x x x x x x x

x x x x x x x

Possible OFAC matches and no comment on release

02/25/16 Acewood Enterprises

Dr. Acewood

04/07/16 David Turley

The LAW Group Inc.

09/18/15 East Tennessee Title Co. 09/22/15 Main Street Place

Jace Tompson Jen Singleton Brad Presley

Possible OFAC matches and no comment on release Possible OFAC matches and no comment on release

06/16/16 Brad Presley