BSA/AML Examiner School Case Study

BSA/AML EXAMINER SCHOOL Case Study – CTR Exemptions

You have selected two of the bank’s CTR Exemptions to review. Management provided you the files for both. Consider the following questions when reviewing the documents.

1) Does this institution participate in CTR exemptions?

2) Is an institution required to exempt customers from CTRs if they qualify for an exemption?

3) Did you identify any issues with the two CTR Exemption files reviewed?

4) What is your overall assessment of the CTR exemption process?

5) Keep a list of any questions you have for the BSA Officer.

For Training Purposes Only

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Updated: 3/13/2025