BSA/AML Examiner School Case Study

Internal Use Only

**** AJ & R Bank ****

**** Report number RPT-393 307000.212 **** Posting of 5/16/16 created 5/16/:

* * >= $3K ** Large cash items

DESCRIPTION Cash OUT ransit item

TRAN DT 05/16/1 05/16/16

AMOUNT 3,500.00 3,500.00

TRAN SEQ 399 400

TELLER NBR 3 3,500.00

CUSTOMER TIN 7 7 05/16/16 Cash ins

ACCT NBR NAME

.00

Cash outs

1036001

829 12,980.0005/16/16 Cash OUT 830 12,980.00 05/16/16 GL:Debit

50

.00

Cash outs

12,980.00

05/16/16 Cash ins

775 776

400.0005/16/16 DD:Credit 3,000.0005/16/16 Cash OUT 42.5005/16/16 Cash OUT

51389

51005389 Jim Monrow

4

49722

3,042.50

05/16/16 Cash ins

.00

Cash outs

5,489.7305/16/16 DD:Credit 4,533.5205/16/16 Cash IN 2,854.9505/16/16 DD:Credit 2,758.5405/16/16 Cash IN

143 147 344 347

DBA R

88897

7998700 Lake Blue Rentals INC.

3

3

Cash outs

.00

05/16/16 Cash ins

7,292.06

500.0005/16/16 DD:Credit 500.0005/16/16 Cash IN 4,000.0005/16/16 DD:Credit 4,000.0005/16/16 Cash IN

594 595 592 593

22122

62822122 Michael Jones 21920284 Michael Jones or

2

2

Cash outs

.00

05/16/16 Cash ins

4,500.00

482 10,000.0005/16/16 Cash OUT 483 10,000.00 05/16/16 DD:Debit

54091

61454091 Lee Ryan or

3

05/16/16 Cash ins

.00

Cash outs

10,000.00

918115

93661321 Three Docks Petroleum LLC

401 402 403 411

3,697.0005/16/16 DD:Credit 3,697.0005/16/16 Cash IN 5,420.6705/16/16 DD:Credit 3,627.0005/16/16 Cash IN

3

3