BSA/AML Examiner School Case Study

Internal Use Only

**** Report number RPT-393 307000.212 Pi **** Posting of 5/10/16 created 5/10/ AMOUNT TRAN DT DESCRIPTION

**** AJ & R Bank ****

 • ** Large cash items >= $3K CUSTOMER TIN

TELLER NBR

TRAN SEQ

ACCT NBR NAME

1134 12,610.0005/10/16 Cash OUT 1135 12,610.00 05/10/16 GL:Debit

50

12,610.00

60.0005/10/16 Cash OUT 60.0005/10/16 DD:Debit 7,455.0005/10/16 DD:Credit 4,930.0005/10/16 Cash IN

2

683

103600 05/1.0/016 Cash Cianssh outs 684 685

2

666

60.00

374268889

2000891 Zeller Construction Company

364 11,000.00 05/10/16 DD:Credit 5,000.0005/10/16 Cash IN 365

10

.00

C a4 s,h9 3o0u.t0s 0

05/10/16 Cash ins

3,500.0005/10/16 Cash OUT 3,500.0005/10/16 DD:Debit

2

1021

1031491 William E Hicks or 1022

400135256 3,500.00

5,0050/.100/16 Cash Cianssh outs

Cash outs 3,774.0005/10/16 DD:Credit 3,653.0005/10/16 Cash IN 5,956.6905/10/16 DD:Credit 3,755.0005/10/16 Cash IN 3,452.0005/10/16 DD:Credit 3,352.0005/10/16 Cash IN 5,888.1605/10/16 DD:Credit 4,694.0005/10/16 Cash IN 1,128.5205/10/16 DD:Credit 1,128.5205/10/16 Cash IN 1,872.1205/10/16 DD:Credit 1,872.1205/10/16 Cash IN 700.0005/10/16 DD:Credit

238

4

1019660 Daniel C Powers 239

403048745

835 837 838 839 850 852 509 510 957 958 959

05/10/16 Cash ins

.00

3

3

453948654

2001865 Tri-State Petroleum LLC

3

.00

/ i ) / //

4

15,454.00 Cash outs

05/10/16 Cash ink

2

471485991

2002343 Freedom Sales Corporation