BSA/AML Examiner School Case Study

Internal Use Only

**** Report number RPT-393 307000.212 Pi **** Posting of 5/05/16 created 5/05/

**** AJ & R Bank ****

CUSTOMER TIN ACCT NBR NAME * * ** Large cash items >= $3K

TELLER NBR

TRAN SEQ

AMOUNT TRAN DT DESCRIPTION

11 3. C5

530 531

5,000.00 05/05/16 Cash OUT 5,000.00 05/05/16 Transit item

N a p

Cash outs

.00

05/05/16 Cash ins

5,000.00

1036001

50

567 11,370.00 05/05/16 Cash OUT 568 11,370.00 05/05/16 GL:Debit

05/05/16 Cash ins

.00

Cash outs 11,370.00

2,025.00 2,025.00 6,000.00 6,000.00

05/05/16 05/05/16 05/05/16 05/05/16

484 485 573 574

DD:Credit Cash IN Cash OUT DD:Debit

203977602 1 05/05/16 Cash ins

2000016 AJ & R Bank

2 2

2000040 AJ & R Bank 2,025.00

6,000.00

Cash outs

69 70

6,000.00 05/05/16 Cash OUT 6,000.00 05/05/16 DD:Debit

44464

44464474 Chris T Baker

10

Cash outs

6,000.00

05/05/16 Cash ins .00

475 476

1,520.93 05/05/16 DD:Credit 6,000.00 05/05/16 Cash OUT

98898344 Tractors R Us

98341

2

6,000.00

05/05/16 Cash ins .00

Cash outs

3,520.00 05/05/16 Cash OUT 3,520.00 05/05/16 DD:Debit

49011

40837100 James M Prince

355 356

10

05/05/16 Cash ins .00

Cash outs

3,520.00

5,261.27 05/05/16 DD:Credit 1,570.35 05/05/16 Cash IN 2,300.00 05/05/16 DD:Credit 2,300.00 05/05/16 Cash IN

877213

87732103 First Finance of Todds Cty

120 121 138 139

2

2

05/05/16 Cash ins 3,870.35

Cash outs

.00

85462

925.06 05/05/16 DD:Credit

190

81989905 Bakers Inc.