BSA/AML Examiner School Case Study

Internal Use Only

* * ** Large cash items >- $3K

* * * * **** AJ & R Bank & Trust

**** Report number RPT-393 307000.212 P, **** Posting of 5/03/16 created 5/03/

TRAN SEQ

AMOUNT TRAN DT DESCRIPTION

TELLER NBR

CUSTOMER TIN

ACCT NBR NAME

0

911 31,450.0005/03/16 Cash OUT 912 31,450.00 05/03/16 GL:Debit

50

266410

05/03/16 Cash ins

.00

Cash outs 31,450.00

46461

411643710 Toney M. Smith

7,000.0005/03/16 DD:Credit 7,000.0005/03/16 Cash IN

380 381

4

7,000.00

Cash outs

.00

05/03/16 Cash ins

5,552.4305/03/16 DD:Credit 3,021.2405/03/16 Cash IN

69 70

88897

7998700 Lake Blue Rentals INC. DMA R

10

05/03/16 Cash ins

3,021.24

Cash outs

.00

107 108 109 110 201 202 726 727 728 729 730 731 732 733 734 735

2,400.0005/03/16 DD:Credit 2,400.0005/03/16 Cash IN 1,300.0005/03/16 DD:Credit 1,300.0005/03/16 Cash IN 7,596.6305/03/16 DD:Credit 977.7805/03/16 Cash IN 2,200.0005/03/16 DD:Credit 2,200.0005/03/16 Cash IN 1,100.0005/03/16 DD:Credit 1,100.0005/03/16 Cash IN 3,000.0005/03/16 DD:Credit 3,000.0005/03/16 Cash IN 3,000.0005/03/16 DD:Credit 3,000.0005/03/16 Cash IN 1,800.0005/03/16 DD:Credit 1,800.0005/03/16 Cash IN

91111

81111231

First Finance

4

4

2

10

10

10

10

10

.00

h ins

05/03/16

15,777.78

Cash outs

82345

452 453 581

2,269.5405/03/16 DD:Credit 1,433.0005/03/16 Cash IN 3,956.5905/03/16 DD:Credit

91112354 Comfe Animal Clinic

10