BSA/AML Examiner School - Case Study Oct 2023

O U T G O I N G W I R E T R A N S F E R R E Q U E S T A U T H O R I Z A T I O N / C O N F I R M A T I O N F O R M A l l wi re r eques t s mus t be rou t ed to Oper a t i ons pr i or to t rans fe r . Cu t o f f T ime: 3: 00pm

Originator (customers only) Name: East Tennessee Title CO Contact number: Address: 910 Lafyette Drive Amount of Wire: $97,443.61

TIN/SSN: 989998222 Method of Verification: In person Issued By: Amount to be debited: $97,443.61

Collected Balance:

Beneficiary Information Jace Tompson Beneficiary Bank: National 1 Bank

Account to be credited: $97,443.61

Acct: 689565

Address of Beneficiary Bank: 1490 2ed Street, NY, MY

Name and Address of Beneficiary: 37 th Avenue, NY, NY

This information is a complete and accurate payment order as attested by the Originators signature of approval.

OFAC VERIFICATION: attach print or note status Originator. OK Beneficiary: OK Employee: AS

Request Method:

Wire Created By: AS Date: 9/18/2015

Re-verification of wire request completed by:

("N (Checkone)

Employee Accepting Wire. LW

Wire Committed By:

Date: 9/18/2015

Date: : 9/18/2015

T i m e : 1 0 : 3 0 A M Service Charge Waived By:

Account Memo Posted By: TP