BSA/AML Examiner School - Case Study Oct 2023

Internal Use Only

BSA/AML EXAMINER SCHOOL FinCEN Download

As part of your preplanning planning, you review the FinCEN download for this institution. The download covers all filings filed between March 1, 2016, and July 29, 2016. Review the download and consider the following questions.

1) Did you notice a change in filing trends from prior years?

2) Were CTRs filed timely?

3) Are there any accounts or customers that you want to take a closer look on while onsite?

4) Keep a list of any questions that you have for the BSA officer?