BSA/AML Examiner School - Case Study Oct 2023

LCB 12/15

Use the following section if the institution does not use an automated system to conduct OFAC searches.

Yes

No

N/A

Is the process used to conduct the OFAC search adequate'?

NA

Does the process include all types of accounts and transactions?

NA

Are the OFAC searches conducted in a timely manner?

NA

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