BSA/AML Examiner School - Case Study Oct 2023

2016 BSA Staff Training

BSA and AML: Essentials (30502B)

CIP: CDD and Beneficial Ownership (4000B)

USA PATRIOT Act: Managing Compliance (30504B)

Employees Debera May Lucy Smith Tonya Price Julie Collins Amy Grant Sage North Lee Wes

05/31/2016 92% 06/22/2016 85% 03/17/2016 71% 04/20/2016 78% 04/21/2016 78% 05/03/2016 71% 05/27/2016 78%

04/05/2016 100% 06/22/2016 100% 03/17/2016 100% 04/11/2016 100% 03/23/2016 100% 05/02/2016 100%

03/08/2016 85%

02/09/2016 92% 02/08/2016 100% 02/08/2016 100% 05/02/2016 71% 03/08/2016 78%