BSA/AML Examiner School - Case Study Oct 2023

Internal Use Only

BSA/AML EXAMINER SCHOOL Training

You are reviewing training documents. Management has provided you with a listing of current employees, training logs for 2015 and 2016, and any record of outside training bank employees received. Review all documents and develop any questions that you might have. Consider the following questions when reviewing the training documents.

1) Did all employees receive annual training?

2) Is the training effective?

3) Based on your review would you have any issues or concerns regarding BSA training for either bank employees or management?

4) Any questions that you would have regarding training?