BSA-AML Examiner School Case Study eBook

Internal Use Only

SISS Activity Report From: 01/01/2022 To: 01/22/2024

Financial Institution: TS&J Bank Institution Id: 340000 State: NE

Regulator: FED

Institution Activity:

Posting Date Email

Action Date

Type

Action

rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank rrose @tsj.bank

07/11/2023 07/25/2023 08/08/2023 08/22/2023 09/05/2023 10/18/2022 10/18/2022 11/01/2022 11/01/2022 11/15/2022 11/15/2022 11/29/2022 11/29/2022 12/13/2022 12/13/2022 12/27/2022 12/27/2022 01/10/2023

10/23/2023 12:21:41 EDT 10/23/2023 12:21:41 EDT 10/23/2023 12:21:41 EDT 10/23/2023 12:21:41 EDT 10/23/2023 12:21:41 EDT 10/23/2023 12:45:03 EDT 10/23/2023 12:46:17 EDT 10/23/2023 12:46:17 EDT 10/23/2023 12:46:53 EDT 10/23/2023 12:46:54 EDT 10/23/2023 12:47:17 EDT 10/23/2023 12:47:18 EDT 10/23/2023 12:49:54 EDT 10/23/2023 12:49:54 EDT 10/23/2023 12:50:28 EDT 10/23/2023 12:50:29 EDT 10/23/2023 12:51:07 EDT 10/23/2023 12:51:07 EDT 10/23/2023 12:54:00 EDT

TRANSMISSION UNLOCKED FOR FI TRANSMISSION UNLOCKED FOR FI TRANSMISSION UNLOCKED FOR FI TRANSMISSION UNLOCKED FOR FI TRANSMISSION UNLOCKED FOR FI

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Report printed at 2024/01/22 07:22:08

Page 22 of 27

The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investigation or proceeding, or in the conduct of intelligence or counterintelligence activities, including analysis, to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Such reports, or the fact they have been filed, may not be disclosed by a government employee to any person involved in the transaction, "other than as necessary to fulfill the official duties of such officer or employee." 31 U.S.C. 5318 (g)(2)(ii). Unauthorized release of information collected under the BSA may result in criminal or civil sanctions.