BSA-AML Examiner School Case Study eBook

BSA/AML EXAMINER SCHOOL 314 (a) Information Sharing

You need to verify whether appropriate searches were conducted since the last Fed examination (9/16/2022). You emailed FinCEN to obtain a Secure Information Sharing System (SISS) report and compared it to bank records.

1) Did management complete all searches?

2) Are searches completed timely?

3) Does the bank have appropriate information sharing procedures in place?

4) Keep a list of any questions you have for the BSA Officer.

For Training Purposes Only