BSA-AML Examiner School Case Study eBook

Internal Use Only #

Currency Transaction Reports (CTRs) Sample: Selected from CTRs filed [INSERT DATES] * REVIEW FINCEN DOWNLOAD FOR FILINGS OVER +15 DAYS and review CTRs for suspicous activity

Does it correlate with business/customer purpose? Y or N (is a suspicious incident form warranted for SAR determination)

Date of Transaction

Required Info (Y/N)

Owner/ Transactor

Cash In $

Cash Out $

Timely (Y/N)

Comments

GROWS/EMILY, WORK REAL ESTATE LLC

12/29/2023 12/29/2023 4/7/2023 4/14/2023 1/11/2024 8/7/2023 6/30/2023 7/24/2023

$24,860 $52,001 $18,961 $11,445

Y Y Y Y

? ? ? ?

Appears Late 18 days Appears Late 18 days Appears Late 49days Appears Late 42 days

SMITH/RYAN/E

ARMORED KING INC, NIGHT SOCIETY LLC NIGHT SOCIETY, ARMORED KNIGHTS INC

CUDY/JOHN/P

$28,000

SULZE/AMY/J, LUREN/PAUL

$15,000

ZNKOV/SIM

$55,329

CABELL/ASHLEIGH, NORTHERN FUEL II LLC

$13,836

[Insert Overall Comments]