BSA-AML Examiner School Case Study eBook

Internal Use Only #

Employee List

BSA/AML: Reporting

Schedule / Due Date

Notes:

Full Name Aaron Blyth Aaron King Alicia Lueken Andrew Bensen

Title

Department

Employment Status

Inactive Date

2020

2021

2022

2023

2024

SVP Commercial Banker Business Services Specialist

Commercial Lending

Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

12/28/2023

N/A

N/A

*New hire after training transition to Compliance

Operations

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Q3 Q3

Q3 - 9/30/2024 Q3 - 9/30/2024

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Personal Banker

Retail

VP Credit Analyst Manager

Commercial Lending

N/A N/A N/A N/A N/A Q3 Q3 Q3 Q3 Q3 N/A N/A N/A N/A Q3

N/A N/A N/A N/A N/A

Becky David Blair Koeing

VP IT

IT

VP Commercial Banker Mortgage Coordinator Chief Credit Officer

Commercial Lending Consumer Lending Commercial Lending

12/28/2023

*New hire after training transition to Compliance

Brianna Logren

Chris Reins

Christine Volchecks Cortney Nueburing Dawn Belling Deanna Oillers Debbie Missy Debbie Toly Diane Rosefield Dillon Kemps Eileen Marten Grace Hoeman Gregg Bacon Jason Pettes Jayden Voja Jenny Grasce Julie Klinger Maci Nieman Margo Haier Matt Kuver Nick Kanon Richelle Jannes Rysdon Toson Sam Nicksome Sandy Doresy Seth Simmons Stephanie Mcnay Tamy McKona Terri Calamro Todd Tallon Toni Nield Nellie Newark Virginia Presser Wade Coalman Rod Resen Ruth Brove Emily Read Gavin Write Ruby Rose Kim Wilers Krissy Kommers Lynn Love Liz Lacy

Branch Manager

Retail

Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 N/A

Operations Specialist

Operations

VP HR

HR

PT Teller

Retail Retail Retail

Personal Banker

PT Teller

Loan Specialist

Consumer Lending

N/A

PT Teller

Retail

Q3 - 9/30/2024

Mortgage Operations Manager VP Credit Administration

Consumer Lending Commercial Lending

N/A N/A

Teller II PT Teller

Retail Retail

Q3 Q3

Q3 - 9/30/2024 Q3 - 9/30/2024

*Will be taking with new hire series due 4/28/2024 and again in Q3

SVP Residential Lending SVP Commercial Banker

Consumer Lending Commercial Lending Commercial Lending

N/A

N/A N/A N/A

1/11/2024

*New hire after training transition to Compliance

Credit Analyst Personal Banker

N/A

Retail Retail

Q3 Q3

Q3 - 9/30/2024 Q3 - 9/30/2024

Customer Support Specialist Chief Compliance Officer

Compliance

N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A

Mortgage Admin

Consumer Lending Lending Administrative

Loan Escrow Specialist Chief Executive Officer Office Administration

Executive

HR

PT Teller PT Teller

Retail Retail Retail

Q3 Q3 Q3

Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024

Retail Relationship Manager

Credit Analyst

Commercial Lending

N/A

N/A

VP Operations & Retail VP Commercial Banker

Operations

Q3

Q3 - 9/30/2024

Commercial Lending

N/A Q3 Q3 Q3 Q3 Q3 Q3 Q3 N/A N/A N/A N/A N/A Q3

N/A

PT Teller PT Teller PT Teller

Retail Retail Retail

Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 N/A

*Will be taking with new hire series due 4/21/2024 and again in Q3

Operations Officer

Operations

VP Finance

Finance/Accounting

Retail Bank Manager Teller Supervisor Operations Officer

Retail Retail

11/24/2023

*New hire after training transition to Compliance

Operations Executive

President/Chief Risk Officer

N/A

Teller Supervisor Compliance Officer

Retail

Q3 - 9/30/2024

Compliance

N/A N/A N/A

Sr Mortgage Loan Processor VP Commercial Banker

Consumer Lending Commercial Lending