BSA-AML Examiner School Case Study eBook

Internal Use Only #

Employee List

BSA/AML: Exempting Customers from CTR Reporting

Schedule / Due Date

Notes:

Full Name Aaron Blyth Aaron King Alicia Lueken Andrew Bensen

Title

Department

Employment Status Inactive Date

2020

2021

2022

2023

2024

SVP Commercial Banker Business Services Specialist

Commercial Lending

Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

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N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A

N/A

Operations

Q2 - 6/30/2024

Q2

Personal Banker

Retail

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Q2 Q2 Q2 N/A N/A N/A N/A Q2 Q2 Q2 Q2 Q2 N/A N/A N/A Q2 N/A Q2 N/A Q2

VP Credit Analyst Manager

Commercial Lending

Becky David Blair Koeing

VP IT

IT

VP Commercial Banker Mortgage Coordinator Chief Credit Officer

Commercial Lending Consumer Lending Commercial Lending

Brianna Logren

Chris Reins

Christine Volchecks Cortney Nueburing Dawn Belling Deanna Oillers Debbie Missy Diane Rosefield Dillon Kemps Eileen Marten Debbie Toly Grace Hoeman Gregg Bacon Jason Pettes Jayden Voja Jenny Grasce Julie Klinger Maci Nieman Margo Haier Matt Kuver Nick Kanon Richelle Jannes Rysdon Toson Sam Nicksome Sandy Doresy Seth Simmons Stephanie Mcnay Todd Tallon Toni Nield Nellie Newark Virginia Presser Wade Coalman Rod Resen Ruth Brove Tamy McKona Terri Calamro Emily Read Gavin Write Ruby Rose Kim Wilers Krissy Kommers Lynn Love Liz Lacy

Branch Manager

Retail

Q2 - 6/30/2024 Q2 - 6/30/2024

Operations Specialist

Operations

VP HR

HR

PT Teller

Retail Retail Retail

Personal Banker

PT Teller

Loan Specialist

Consumer Lending

PT Teller

Retail

Mortgage Operations Manager

Consumer Lending Commercial Lending

VP Credit Administration

Teller II PT Teller

Retail Retail

SVP Residential Lending SVP Commercial Banker

Consumer Lending Commercial Lending Commercial Lending

Credit Analyst Personal Banker

Retail Retail

Customer Support Specialist Chief Compliance Officer

Compliance

Q2 - 6/30/2024

Mortgage Admin

Consumer Lending

Loan Escrow Specialist Chief Executive Officer Office Administration

Lending Administrative

Executive

HR

PT Teller PT Teller

Retail Retail Retail

Retail Relationship Manager

Q2 - 6/30/2024

Credit Analyst

Commercial Lending

N/A

VP Operations & Retail VP Commercial Banker

Operations

Q2 - 6/30/2024

Commercial Lending

N/A N/A N/A N/A

PT Teller PT Teller PT Teller

Retail Retail Retail

Operations Officer

Operations

Q2 - 6/30/2024

VP Finance

Finance/Accounting

N/A

Retail Bank Manager Teller Supervisor Operations Officer

Retail Retail

Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 N/A

Operations Executive

President/Chief Risk Officer

Teller Supervisor Compliance Officer

Retail

Compliance

Sr Mortgage Loan Processor

Consumer Lending Commercial Lending

N/A N/A

VP Commercial Banker