BSA-AML Examiner School Case Study eBook

BSA/AML EXAMINER SCHOOL FinCEN Download

As part of your preplanning planning, you review the FinCEN download for this institution. The download covers all filings filed for the last three years (plus). Review the download and consider the following questions.

1) Did you notice a change in filing trends from prior years?

2) Were CTRs filed timely?

If not how many?

Were any CTRs Amended?

3) Are there any accounts or customers that you want to take a closer look on while onsite due to cash activity?

4) Keep a list of any questions that you have for the BSA officer?

For Training Purposes Only