| TS&J Bank Case Study Introduction | 3 |
| Examination Planning - TS&J Bank | 5 |
| BSA Request List for TS&J Bank | 5 |
| Pre-Exam E-mail to read Internal Memo | 8 |
| Internal Memo Regarding Recent Visitation | 9 |
| Pre-Exam E-mail from EIC | 12 |
| Pre-Exam Email Attachment - Draft Org Chart | 14 - 15 |
| BSA/AML OFAC Policy | 16 |
| BSA Officer Resume | 47 |
| BSA Risk Assessment - 2023 | 52 - 53 |
| BSA Risk Assessment BSA - 2023 | 54 - 55 |
| Updated BSA-AML Risk Assessment 12-2023 from President Tallon | 80 |
| Risk Assessment - 3rd party BSA monitoring for BaaS program | 92 - 93 |
| Independent Test | 104 |
| FinCEN Student Instructions | 105 |
| FinCEN Filing Summary Statistics TS&J Bank | 106 - 107 |
| TS&J Bank FinCEN Data | 108 - 109 |
| Training - Student Instructions | 126 |
| Training Spreadsheet | 128 - 129 |
| Core Procedures | 157 |
| CIP & CDD | 157 |
| CIP - Student Instructions | 157 |
| 2024 AML CFT Transaction Testing TS&J Bank - Student Version | 158 - 159 |
| Approved Documents for CIP Verification for Unit | 182 |
| Sample CIP and CDD for BaaS | 194 |
| Sample Community Bank CIP Balindo | 200 |
| Sample Community Bank CIP Zaemato - Together | 201 |
| Information Sharing | 202 |
| FinCEN 314 (a) Student Instructions | 202 |
| FinCEN 314(a) SISS Activity Report | 204 - 205 |
| AML Bank Log for 314(a) | 258 |
| CTRs | 259 |
| CTR - Student Instructions | 259 |
| CTR Cudy John | 260 |
| CTR Northern FUel II LLC | 270 |
| CTR Sulze Amy | 277 |
| CTR Znkov Sim | 278 |
| CTR Exemptions | 280 |
| CTR Exemptions - Student Instructions | 280 |
| Bank Exemption List | 281 |
| Review of Exemptions - Hubby's | 283 |
| Review of Exemptions - Night Society | 284 |
| Monetary Instruments | 286 |
| Monetary Instruments Student Instructions | 286 |
| MIL Tracking Log | 288 - 289 |
| Wire Transfers | 290 |
| Wire Transfers - Student Instructions | 290 |
| BAAS FinTech Wire Sample | 259 |
| Wire Data Example - FinTech Wires | 291 |
| Sample FinTech Wire 1 | 292 |
| Sample FinTech Wire 2 | 293 |
| Sample FinTech Wire 3 | 294 |
| Community Bank Wire Sample | 295 |
| Sample Community Bank Wire Depperman Customer Form | 295 |
| Sample Community Bank Wire Depperman | 296 |
| Sample Community Bank Wire Smith Customer Form | 297 |
| Sample Community Bank Wire Smith | 298 |
| MSB Exam Scenario Exercise | 299 |
| MSB Exam Scenario Exercise - Student Instructions | 299 |
| MSB Exam Scenario FinCEN Data | 302 - 303 |
| BSA Officer Meeting Instructions | 329 |
| BSA Officer Meeting Student Instructions | 329 |
| BSA Officer Interview - Instructor Evaluation | 330 |
| BSA Officer Meeting Self-Evaluation | 331 |