Accreditation Handbook for State Agencies

7-B. Licensing/Renewal Process

15 10 15 15 10

45 30 45 45 30 15 30 15 15

7-C. Authority to Examine Mortgage Servicers

7-D. Enforcement Authority

7-E. Use of Enforcement Authority

7-F. Ability to Investigate Fraud and Abuse

7-G. Frequency of Banking Code Review / Revision 7-H. Involvement in State Legislative Process 7-I. Involvement in Federal Legislative Process 7-J. Promulgation of Rules and Regulations

5

10

5 5

Section 12 – MSB Examination Program (this section is only applicable to MSB accreditation) Max Score = 930, Passing Score = 520

MAX SCORE

NAME OF STANDARD

VALUE

12-A. Examination Frequency Policy

40 25 35 35 20 15 15 30 40 35 20

120

12-B. Risk Scoping Policy

75

12-C. Sharing and Accepting Reports 12-D. Participation in Multi-State Exams

105 105

12-E. Examination Manuals

60 45 45 90

12-F. Review and Transmittal of Report

12-G. Working Paper Retention

12-H. Staffing Capabilities

12-I. MSB Examination Work Program

120 105

12-J. Report of Examination

12-K. Follow-up Correction of Problems

60

Section 13 – MSB Supervision and Legislation (this section is only applicable to MSB accreditation) Max Score = 510, Passing Score = 280

MAX SCORE

NAME OF STANDARD

VALUE

13-A. Complaint Resolution System 13-B. Licensing/Renewal Process 13-C. Off-Site Monitoring Program

25 35 15 35 25 20 15

75

105

45

13-D. Enforcement Authority 13-E. Ability to Investigate

104

75 60 45

13-F. Frequency of Code Review/Revision* 13-G. Involvement in State Legislative Process*

16

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