2023 IT Examiner School

Pre-Exam Document Request List

Used for the Baseline Nonbank Cybersecurity Exam Program (V1.0) and the Enhanced Nonbank Cybersecurity Exam Program (V1.0)

Covers 15 Different Program Areas and defines specific documents to be provided

Includes space for State specific requests

Nonbank Cybersecurity Exam Programs Baseline

Enhanced • More comprehensive, for larger and more complex institutions • Includes all baseline questions (light blue shading) plus additional questions in areas requiring a deeper dive • Targeted for use by examiners with more specialized knowledge of IT & Cyber

• Based on the pilot program released in December 2020 • Covers same content as pilot in a streamlined version (based on 2021 examiner feedback) • Easier to use and half the questions with no loss of coverage • Covers 4 URSIT component areas

Note: The Baseline and Enhanced Nonbank Cybersecurity Exam Programs were added to SES and are available for mortgage origination, mortgage servicing, and consumer finance exams.