2023 IT Examiner School

Examination Approach Examples: Non-Depository Institutions

Type of Entity

IT Exam Approaches/Rating Systems

Mortgage Originators and Servicers

FFIEC Uniform Interagency Consumer Compliance Rating System (CC Rating System)

Money Service Businesses / Money Transmitters

CSBS Non-Bank Cybersecurity Exam Program; MTRA Workprogram (multi-state exams); FILMS rating system

Regulations & Guidance

Good reference, but remember the booklet does not specifically apply to FIs not regulated by the FFIEC FFIEC IT Booklet Handbooks: