2022 Trust Forum Presentations

1. GATHER INFORMATION

Gather information to uniquely identify asset. ƒ From owner (but be skeptical) ƒ From issuer (can take months)

Applies to all UA types

Goal: understand the asset perfectly before accepting

2. MANAGEMENT PLAN Prepared by “ Subject Matter Expert ”. ƒ If you owned this UA, what would you do? ƒ Provide plan to owner (owner’s team). Due Diligence, Management Plan BEFORE asset onboarded. ƒ Can you manage it? ƒ Client willing to pay fee?