2022 Trust Forum Presentations

California Banks

Managed Non-Manage Total Assets

$16,951,941 $11,435,040

$28,386,981

Custody and Safekeeping

$10,052,219

Source 6-30-2022 Call Report Data ($1,000)

RMS 5

Examination Planning – Section 21.1 RMS Manual Examiners should consider the following factors in determining which examination activities to perform offsite and those to perform on-site: • Risk profile, business model and complexity • Prior examination findings and ratings • Preliminary risks identified during examination planning • Technological capabilities of the institution • On-site/off-site plans of the state (joint examinations) • Access to key institution personnel • Size, experience, and training needs of the examination team • Experience with institution management, management turnover, and dominant officer influence • Financial reporting history and accuracy; and New developments

RMS 6